Yiu, Sui Chong 姚穗莊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2007-03-14 | 2007-04-27 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-03-01 | 2015-04-25 | Rep | Dealing in securities | 2011-03-01 | 2015-04-25 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-10-04 | 2011-01-30 | Rep | Dealing in securities | 2010-10-04 | 2011-01-30 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-06-10 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-11-18 | Rep | Advising on corporate finance | 2020-11-13 | 2023-10-17 | RO | Advising on corporate finance | 2023-10-17 |
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