Walker, William (SFC:AVX195)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-11-04 | 2013-01-24 | Rep | Dealing in securities | 2011-11-04 | 2013-01-24 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-09-15 | 2011-11-01 | Rep | Dealing in securities | 2010-09-15 | 2011-11-01 |
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