Key, John Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2013-05-17 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2013-05-17 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-06-24 | 2014-03-14 | RO | Dealing in securities | 2014-03-14 | 2020-02-18 | Rep | Dealing in futures contracts | 2018-07-16 | 2020-02-18 | RO | Advising on securities | 2018-12-13 | 2019-12-03 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2007-05-31 | 2007-07-01 | Rep | Dealing in securities | 2007-07-03 | 2007-08-03 | Rep | Dealing in securities | 2007-08-06 | 2007-09-06 | Rep | Dealing in securities | 2007-09-10 | 2007-12-10 | Rep | Dealing in securities | 2007-12-13 | 2010-11-20 |
| 5 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2023-06-26 | 2023-10-12 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2020-06-23 | 2020-11-20 | Rep | Advising on securities | 2020-07-14 | 2020-11-20 | RO | Advising on securities | 2020-11-20 | 2021-05-13 | RO | Dealing in securities | 2020-11-20 | 2021-05-13 | Rep | Advising on securities | 2021-05-13 | 2022-05-23 | Rep | Dealing in securities | 2021-05-13 | 2022-06-23 |
| 7 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2024-01-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy