Douglas, Andrew Francis Ramsay (SFC:AVC105) 鄧安平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-01-14 | 2016-01-21 | Rep | Dealing in securities | 2015-01-14 | 2016-01-21 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2011-04-11 | 2014-10-21 | Rep | Dealing in securities | 2011-04-11 | 2014-10-21 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2010-04-23 | 2011-03-12 | Rep | Dealing in securities | 2010-04-23 | 2011-03-12 |
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