Yung, Louis Chun Woon 翁進煥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-07-19 | 2015-02-13 | Rep | Dealing in securities | 2016-12-02 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-07-19 | 2015-02-13 | Rep | Dealing in futures contracts | 2016-06-29 |
| 3 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2017-11-15 | |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-02-07 | 2007-07-04 |
| 5 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-17 | 2016-02-15 |
| 6 | CLSA LIMITED | Rep | Dealing in securities | 2015-02-17 | 2018-10-23 | RO | Dealing in securities | 2018-10-23 |
| 7 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-10-02 | 2012-04-14 | Rep | Dealing in futures contracts | 2009-10-02 | 2012-04-14 | Rep | Dealing in securities | 2009-10-02 | 2012-04-14 |
| 8 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-17 | 2009-05-05 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-30 | 2009-05-05 | Rep | Dealing in futures contracts | 2008-11-17 | 2009-05-05 |
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