Yao, Tianjiao 姚天驕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-06-17 | 2011-11-02 | Rep | Advising on securities | 2008-06-17 | 2011-11-02 | Rep | Dealing in securities | 2008-06-17 | 2011-11-02 | Rep | Advising on securities | 2012-03-16 | 2017-06-01 | Rep | Dealing in securities | 2012-03-16 | 2017-06-01 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2017-06-28 | 2020-08-12 | Rep | Asset management | 2017-06-28 | 2020-08-12 | Rep | Dealing in securities | 2017-06-28 | 2020-08-12 | RO | Advising on securities | 2020-08-12 | RO | Asset management | 2020-08-12 | RO | Dealing in securities | 2020-08-12 |
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