Wen, Jieyu 温婕妤

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Advising on securities 2012-04-19 2014-10-18
Rep Dealing in securities 2012-04-19 2014-10-18
2 Credit Suisse (Hong Kong) Limited Rep Automated trading services 2011-08-17 2011-11-01
Rep Dealing in securities 2011-08-17 2011-11-01
3 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2006-08-09 2008-09-29
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-10-10 2011-06-04

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