Tam, Sze Chuen 譚思晉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2004-12-16 | 2006-10-06 | Rep | Asset management | 2004-12-16 | 2006-10-06 | Rep | Dealing in securities | 2004-12-16 | 2006-10-06 |
| 2 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2023-08-28 | Rep | Advising on securities | 2023-12-28 |
| 3 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2008-04-11 | 2010-09-27 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-17 | Rep | Advising on securities | 2004-01-17 | Rep | Asset management | 2004-01-17 | Rep | Automated trading services | 2004-01-17 | Rep | Dealing in securities | 2004-08-12 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2011-02-25 | 2016-06-30 | Rep | Advising on securities | 2016-07-01 | 2020-04-06 |
| 6 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2020-05-04 | 2021-01-11 | RO | Advising on securities | 2021-01-11 | 2021-08-08 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2007-01-03 | 2008-03-15 |
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