Lo, Ho Tak (SFC:AVR437) 盧浩德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2020-05-18 | 2022-11-22 | Rep | Asset management | 2020-05-18 | 2022-11-22 | RO | Advising on securities | 2022-11-22 | 2023-10-28 | RO | Asset management | 2022-11-22 | 2023-10-28 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2020-05-18 | 2022-11-22 | Rep | Asset management | 2020-05-18 | 2022-11-22 | Rep | Dealing in securities | 2020-05-18 | 2022-11-22 | RO | Advising on securities | 2022-11-22 | 2023-10-28 | RO | Asset management | 2022-11-22 | 2023-10-28 | RO | Dealing in securities | 2022-11-22 | 2023-10-28 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2014-08-01 | 2015-04-24 | Rep | Dealing in securities | 2014-08-01 | 2015-04-24 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-05-07 | 2020-05-08 | Rep | Advising on securities | 2017-02-20 | 2020-05-08 |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-07 | 2020-05-08 |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-11 | 2011-09-17 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-11 | 2011-09-17 |
| 8 | Crosby Securities Limited | Rep | Advising on securities | 2013-03-06 | 2013-12-27 | Rep | Asset management | 2013-03-06 | 2013-12-27 | Rep | Dealing in securities | 2013-03-06 | 2013-12-27 |
| 9 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2012-02-13 | 2012-09-28 | Rep | Asset management | 2012-03-23 | 2012-09-28 |
| 10 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-09-27 | 2011-10-31 |
| 11 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-27 | 2011-10-31 |
| 12 | Peakhouse Asset Management Limited | Rep | Advising on securities | 2023-11-16 | 2023-12-18 | Rep | Asset management | 2023-11-16 | 2023-12-18 | RO | Advising on securities | 2023-12-18 | RO | Asset management | 2023-12-18 |
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