Lee, Chun Leung (SFC:ABM913) 李振樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2013-09-11 | 2013-09-18 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-11-14 | 2004-02-19 | Rep | Dealing in securities | 2003-11-14 | 2009-01-24 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-25 | 2013-08-17 | Rep | Dealing in securities | 2013-11-14 | 2014-10-24 | Rep | Dealing in securities | 2018-11-02 | 2019-05-29 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-04-18 | 2013-08-17 | Rep | Dealing in futures contracts | 2018-11-02 | 2019-05-29 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-25 | 2013-08-17 | Rep | Dealing in securities | 2013-11-14 | 2014-10-24 |
| 6 | ELSTONE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-11-01 | Rep | Advising on securities | 2003-11-01 | Rep | Asset management | 2003-11-01 | Rep | Dealing in securities | 2003-11-01 |
| 7 | Greencourt Financial Co., Limited | RO | Dealing in securities | 2022-01-03 | |
| 8 | Matrix Securities Limited | Rep | Dealing in securities | 2014-11-14 | 2015-05-13 | RO | Dealing in securities | 2015-05-13 | 2017-01-22 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-05-28 | 2020-11-19 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-04-29 | 2020-11-19 |
| 11 | SINO CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2019-06-19 | 2020-01-23 |
| 12 | Sinofortune Securities Limited | Rep | Dealing in securities | 2009-02-04 | 2011-06-22 |
| 13 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-02-17 | 2018-10-31 |
| 14 | South China Investment Management Limited | Rep | Asset management | 2017-08-09 | 2018-10-31 |
| 15 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-17 | 2017-04-26 | RO | Dealing in securities | 2017-04-26 | 2018-10-31 |
| 16 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2021-02-26 | 2021-12-03 | Rep | Dealing in securities | 2021-02-26 | 2021-12-03 |
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