Wong, Sze Man (SFC:AQH860) 黃思敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AEM INVESTMENT SERVICES LIMITED | RO | Advising on securities | 2019-10-28 | RO | Dealing in securities | 2019-10-28 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-05-23 | 2013-01-07 | Rep | Dealing in securities | 2011-05-23 | 2013-01-07 | Rep | Dealing in futures contracts | 2012-07-12 | 2013-01-07 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2015-05-04 | 2015-06-16 | Rep | Dealing in securities | 2015-05-04 | 2015-06-16 | Rep | Asset management | 2015-06-16 | 2015-12-10 | RO | Advising on securities | 2015-06-16 | 2015-12-10 | RO | Dealing in securities | 2015-06-16 | 2015-12-10 |
| 4 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-28 | 2011-03-31 | Rep | Advising on securities | 2010-07-02 | 2011-03-31 |
| 5 | Imperium International Asset Management Limited | Rep | Advising on securities | 2014-03-25 | 2015-02-09 |
| 6 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-01-31 | 2015-02-09 | Rep | Dealing in securities | 2013-01-31 | 2015-02-09 | RO | Advising on securities | 2014-08-25 | 2015-02-09 |
| 7 | Oshidori Securities Limited | Rep | Advising on securities | 2016-05-16 | 2016-06-29 | Rep | Dealing in securities | 2016-05-16 | 2016-06-29 | Rep | Asset management | 2016-05-16 | 2019-08-19 | RO | Advising on securities | 2016-06-29 | 2019-08-19 | RO | Dealing in securities | 2016-06-29 | 2019-08-19 | RO | Dealing in futures contracts | 2019-05-07 | 2019-08-19 |
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