Chan, Sui On (SFC:AOY504) 陳瑞安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-04 | 2008-10-05 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-25 | 2008-10-05 | Rep | Leveraged foreign exchange trading | 2008-01-17 | 2008-10-05 |
| 3 | ConvergEx Asia Pacific Limited | Rep | Dealing in securities | 2011-05-24 | 2012-05-10 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-28 | 2011-05-21 | Rep | Dealing in securities | 2008-10-28 | 2011-05-21 |
| 5 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2012-11-27 | 2013-08-16 | Rep | Dealing in securities | 2012-11-27 | 2013-08-16 | Rep | Leveraged foreign exchange trading | 2013-01-22 | 2013-08-16 |
| 6 | Snow Lake Capital (HK) Limited | Rep | Asset management | 2013-09-11 | 2022-03-11 |
| 7 | Springhill Fund Asset Management (HK) Company Limited | Rep | Asset management | 2022-04-06 |
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