Mendoza Beggiato, Juan Manuel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-17 | 2011-07-17 | Rep | Advising on securities | 2011-08-12 | 2011-10-10 | Rep | Asset management | 2011-08-12 | 2011-10-10 | Rep | Dealing in securities | 2011-08-12 | 2011-10-10 | RO | Advising on securities | 2011-10-10 | 2012-04-01 | RO | Asset management | 2011-10-10 | 2012-04-01 | RO | Dealing in securities | 2011-10-10 | 2012-04-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-03-08 | 2017-03-08 | Rep | Asset management | 2017-03-08 | 2017-03-08 | Rep | Dealing in securities | 2017-03-08 | 2017-03-08 | RO | Advising on securities | 2017-03-08 | 2018-06-25 | RO | Asset management | 2017-03-08 | 2018-06-25 | RO | Dealing in securities | 2017-03-08 | 2018-06-25 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2018-06-26 | Rep | Dealing in securities | 2018-06-26 | Rep | Asset management | 2018-06-26 | 2020-11-03 | RO | Asset management | 2020-11-03 |
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