Ran, Peng (SFC:ANL967) 冉鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2022-01-13 | Rep | Asset management | 2022-01-13 | Rep | Dealing in securities | 2022-01-13 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2014-11-11 | 2021-12-30 | Rep | Asset management | 2014-11-11 | 2021-12-30 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2010-04-30 | 2014-09-26 |
| 4 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2006-09-14 | 2007-07-14 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-07 | 2006-08-12 | Rep | Advising on securities | 2007-08-01 | 2008-01-23 |
| 6 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-12-01 | 2008-12-23 | Rep | Dealing in securities | 2008-12-01 | 2008-12-23 |
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