Leung, Kenneth Kin 梁堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-07-05 | 2018-04-03 | Rep | Dealing in securities | 2011-07-05 | 2018-04-03 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-05 | 2012-01-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-24 | 2008-12-31 | Rep | Advising on securities | 2005-04-14 | 2008-12-31 | Rep | Dealing in securities | 2005-04-14 | 2008-12-31 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-05-18 | Rep | Advising on securities | 2004-05-18 | Rep | Asset management | 2004-05-18 | Rep | Automated trading services | 2004-05-18 | Rep | Dealing in securities | 2004-05-18 | Rep | Advising on corporate finance | 2018-08-06 | 2019-05-14 | Rep | Advising on securities | 2018-08-06 | 2019-05-14 | Rep | Dealing in securities | 2018-08-06 | 2019-05-14 | RO | Advising on corporate finance | 2019-05-14 | RO | Advising on securities | 2019-05-14 | RO | Dealing in securities | 2019-05-14 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2018-08-06 | 2019-05-14 | Rep | Advising on securities | 2018-08-06 | 2019-05-14 | Rep | Dealing in securities | 2018-08-06 | 2019-05-14 | RO | Advising on corporate finance | 2019-05-14 | 2024-02-19 | RO | Advising on securities | 2019-05-14 | 2024-02-19 | RO | Dealing in securities | 2019-05-14 | 2024-02-19 |
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