Lee, Yen Ching Karen 李燕菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-06-21 | 2012-04-25 | Rep | Dealing in securities | 2010-06-21 | 2012-04-25 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-21 | 2012-04-25 | Rep | Dealing in securities | 2010-06-21 | 2012-04-25 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-05-21 | 2009-03-27 | Rep | Dealing in securities | 2007-05-21 | 2009-03-27 |
| 4 | ORTUS CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2013-01-29 | 2014-01-04 |
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