Ho, Philip Kin Fun 何建勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2005-11-15 | 2008-02-22 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2015-08-26 | 2015-11-03 | Rep | Dealing in securities | 2015-08-26 | 2020-07-24 | RO | Advising on corporate finance | 2015-11-03 | 2020-07-24 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-08-29 | 2014-12-18 | RO | Advising on corporate finance | 2014-12-18 | 2015-07-10 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-06-29 | 2012-07-16 | Rep | Dealing in securities | 2011-06-29 | 2012-07-16 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-29 | 2012-01-31 |
| 6 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2022-08-03 | 2022-11-10 | Rep | Dealing in securities | 2022-08-03 | 2022-11-10 | RO | Dealing in securities | 2022-11-10 | 2023-05-29 | RO | Advising on corporate finance | 2022-11-10 | 2023-09-06 | Rep | Dealing in securities | 2023-05-29 | 2023-09-06 |
| 7 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-10-14 | 2020-12-18 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-10-14 | 2020-12-18 | Rep | Dealing in securities | 2020-10-14 | 2020-12-18 |
| 9 | Quam Capital Limited (b1994-08-04) | Rep | Dealing in securities | 2023-10-04 | Rep | Advising on corporate finance | 2023-10-04 | 2024-01-29 | RO | Advising on corporate finance | 2024-01-29 |
| 10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-05-10 | 2021-12-28 |
| 11 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2021-05-10 | 2021-08-18 | RO | Advising on corporate finance | 2021-08-18 | 2021-12-28 |
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