Acar, Capan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-12-03 | 2012-05-07 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-03 | 2012-05-07 | Rep | Dealing in futures contracts | 2009-12-22 | 2012-05-07 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-12-05 | 2009-11-03 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-28 | 2006-08-25 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-04-28 | 2006-08-25 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-03 | 2006-08-25 |
| 7 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-06 | 2006-04-21 | Rep | Asset management | 2004-07-07 | 2006-04-21 |
| 8 | Newedge Broker Limited | Rep | Automated trading services | 2004-03-22 | 2004-05-10 | Rep | Dealing in futures contracts | 2004-03-22 | 2004-05-10 | Rep | Dealing in securities | 2004-03-22 | 2004-05-10 |
| 9 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-08-09 | 2015-10-27 | Rep | Dealing in securities | 2012-08-09 | 2015-10-27 | Rep | Advising on futures contracts | 2013-02-05 | 2015-10-27 | Rep | Dealing in futures contracts | 2013-02-05 | 2015-10-27 |
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