Liu, Hanhua 劉漢華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-23 | 2017-09-30 | Rep | Advising on securities | 2015-04-23 | 2017-09-30 |
| 2 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2017-10-03 | 2019-05-15 | Rep | Advising on securities | 2018-02-21 | 2019-05-15 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-23 | 2017-09-30 | Rep | Dealing in securities | 2018-02-21 | 2019-05-15 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-03-29 | 2016-01-13 | Rep | Advising on securities | 2011-03-29 | 2016-01-13 | Rep | Dealing in securities | 2011-03-29 | 2016-01-13 |
| 5 | Guolian Securities International Asset Management Co., Limited | RO | Asset management | 2020-12-15 | |
| 6 | Guolian Securities International Capital Co., Limited | RO | Advising on securities | 2020-12-15 | RO | Dealing in securities | 2020-12-15 |
| 7 | Oppenheimer Investments Asia Limited | Rep | Advising on corporate finance | 2010-03-16 | 2011-03-27 |
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