Lam, Chiu Kin 林朝健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2014-02-25 | 2014-10-17 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-07-27 | 2009-08-28 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2009-08-28 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-09-02 | 2013-04-18 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-09-02 | 2013-04-18 |
| 6 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-09-26 | 2014-02-10 |
| 7 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-09-26 | 2014-02-10 |
| 8 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-03 | |
| 9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-03 | 2018-04-25 | RO | Dealing in securities | 2018-04-25 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-10-11 | 2007-05-19 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-11 | 2007-05-19 |
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