Cheng, Henry Wai Leung 鄭偉良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-09-02 | 2008-10-15 | RO | Dealing in securities | 2008-10-15 | 2012-06-15 | Rep | Dealing in securities | 2012-06-15 | 2014-08-02 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-10-16 | 2014-08-02 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-11 | 2016-10-21 |
| 4 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-04-11 | 2017-06-19 |
| 5 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in futures contracts | 2018-12-07 | 2020-02-29 | RO | Dealing in securities | 2018-12-07 | 2020-02-29 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-11 | 2015-09-23 | Rep | Dealing in futures contracts | 2014-08-11 | 2016-04-06 | RO | Dealing in securities | 2015-09-23 | 2016-04-06 |
| 7 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-05-27 | Rep | Advising on securities | 2003-05-27 | Rep | Asset management | 2003-05-27 | Rep | Automated trading services | 2003-05-27 | Rep | Dealing in securities | 2003-05-27 |
| 8 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2018-04-17 | 2018-06-06 | RO | Dealing in securities | 2018-06-06 | 2020-02-29 | Rep | Advising on securities | 2018-10-09 | 2020-02-29 |
| 9 | N Plus Capital Limited | RO | Advising on securities | 2023-09-01 | RO | Asset management | 2023-09-01 |
| 10 | Planetree Asset Management Limited (HK) | RO | Asset management | 2021-02-23 | 2022-02-16 |
| 11 | Planetree Futures Limited | Rep | Dealing in futures contracts | 2021-02-03 | 2021-02-23 | RO | Dealing in futures contracts | 2021-02-23 | 2022-02-16 |
| 12 | Planetree Securities Limited | RO | Dealing in securities | 2021-06-11 | 2022-02-16 |
| 13 | QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2017-07-21 | 2017-09-12 | RO | Dealing in securities | 2017-09-12 | 2018-02-02 |
| 14 | RICHES DEPOT SECURITIES CO., LIMITED | RO | Dealing in securities | 2022-09-20 | |
| 15 | Ruibang Securities Limited | RO | Advising on securities | 2022-04-12 | 2022-06-24 | RO | Dealing in securities | 2022-04-12 | 2022-06-24 |
| 16 | VERCAP Financial Services Limited | RO | Dealing in futures contracts | 2020-04-14 | 2021-01-31 |
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