Kwan, Tsun Man 關俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Advising on futures contracts | 2020-11-19 | 2020-12-17 | Rep | Dealing in futures contracts | 2020-11-19 | 2020-12-17 | RO | Advising on futures contracts | 2020-12-17 | 2022-01-11 | RO | Dealing in futures contracts | 2020-12-17 | 2022-01-11 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Advising on futures contracts | 2020-11-19 | 2020-12-17 | Rep | Dealing in futures contracts | 2020-11-19 | 2020-12-17 | RO | Advising on futures contracts | 2020-12-17 | 2022-01-11 | RO | Dealing in futures contracts | 2020-12-17 | 2022-01-11 |
| 3 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-06-12 | 2019-02-28 |
| 4 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-10-11 | 2018-04-06 | RO | Dealing in futures contracts | 2018-04-06 | 2019-02-28 |
| 5 | LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2019-08-05 | 2019-08-21 | RO | Advising on futures contracts | 2019-08-21 | 2019-11-22 | RO | Dealing in futures contracts | 2019-08-21 | 2019-11-22 |
| 6 | Zircon Securities (HK) Limited | Rep | Advising on securities | 2024-03-15 | Rep | Dealing in securities | 2024-03-15 |
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