Tam, Dennis Kwong To 譚廣韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2018-04-06 | Rep | Advising on securities | 2020-02-10 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-08-28 | 2014-02-06 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-05-18 | 2014-02-06 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-03 | 2018-03-20 | Rep | Dealing in securities | 2014-03-03 | 2018-03-20 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-08-06 | 2008-12-09 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-06 | 2008-12-09 |
| 7 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-12-15 | 2011-03-07 |
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