Li, Hong Shing 李康成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-10-09 | 2007-12-18 | RO | Dealing in securities | 2007-12-18 | 2020-01-16 | Rep | Dealing in securities | 2020-01-16 | 2023-06-30 |
| 2 | CITIC Securities Brokerage (HK) Limited | RO | Automated trading services | 2004-03-11 | RO | Dealing in securities | 2007-09-20 |
| 3 | Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2017-11-03 | 2020-01-16 | Rep | Dealing in securities | 2020-01-16 | 2023-06-30 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2023-08-04 | |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-09-19 |
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