Ma, Caesar Kai Sun 馬啟新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in futures contracts | 2007-01-03 | Rep | Dealing in futures contracts | 2018-01-15 | 2019-06-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-01-03 | Rep | Leveraged foreign exchange trading | 2017-11-20 | 2019-06-01 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-10-16 | 2019-06-01 | Rep | Leveraged foreign exchange trading | 2007-10-16 | 2019-06-01 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-10-16 | 2019-06-01 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2007-01-03 | Rep | Dealing in securities | 2017-11-20 | 2019-06-01 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-02 | 2007-09-03 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-03-02 | 2007-09-03 | Rep | Leveraged foreign exchange trading | 2007-03-02 | 2007-09-03 |
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