Yu, Douglas Kim Ho 余劍豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-13 | 2006-05-26 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Dealing in securities | 2011-04-19 | 2011-12-09 | Rep | Advising on corporate finance | 2011-04-19 | 2015-05-15 | Rep | Advising on securities | 2011-04-19 | 2015-05-15 | RO | Dealing in securities | 2011-12-09 | 2015-05-15 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-04-19 | 2011-12-09 | Rep | Advising on corporate finance | 2011-04-19 | 2015-05-15 | Rep | Advising on securities | 2011-04-19 | 2015-05-15 | RO | Dealing in securities | 2011-12-09 | 2015-05-15 |
| 4 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2008-10-03 | 2009-07-02 |
| 5 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2008-10-03 | 2009-07-02 |
| 6 | China Sunrise Capital Limited | Rep | Advising on corporate finance | 2017-03-14 | 2017-05-16 |
| 7 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2009-09-15 | 2011-04-01 |
| 8 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-15 | 2011-04-01 |
| 9 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2004-03-11 | Rep | Automated trading services | 2004-03-11 | Rep | Advising on securities | 2004-06-30 | Rep | Asset management | 2004-06-30 | Rep | Dealing in securities | 2004-06-30 |
| 10 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-06-30 | |
| 11 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-08 | 2005-05-06 |
| 12 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-08 | 2005-05-06 |
| 13 | Sino-Rich Securities & Futures Limited | Rep | Asset management | 2016-08-16 | 2017-02-08 | RO | Dealing in securities | 2016-08-16 | 2017-02-08 | Rep | Asset management | 2018-03-21 | 2019-01-04 | RO | Dealing in securities | 2018-04-13 | 2019-01-04 |
| 14 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-07-17 | 2008-09-01 |
| 15 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-06-06 | 2008-09-01 |
| 16 | WK FUND MANAGEMENT LIMITED | Rep | Asset management | 2019-02-25 | 2020-09-30 | RO | Advising on securities | 2019-04-30 | 2020-09-30 | RO | Asset management | 2020-09-30 | 2020-09-30 |
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