Luk, Pui Chi 陸佩芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2016-09-28 | 2017-07-12 | Rep | Dealing in securities | 2016-09-28 | 2017-07-12 |
| 2 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2023-11-10 | 2024-02-16 | RO | Advising on corporate finance | 2024-02-16 | 2024-05-05 | RO | Advising on securities | 2024-02-16 | 2024-05-05 | RO | Dealing in securities | 2024-02-16 | 2024-05-05 |
| 3 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-19 | 2015-09-10 | Rep | Dealing in securities | 2011-08-19 | 2015-09-10 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-07-24 | 2020-04-17 | Rep | Advising on securities | 2017-07-24 | 2020-04-17 |
| 5 | CLSA LIMITED | Rep | Advising on securities | 2017-07-24 | 2020-04-17 | Rep | Dealing in securities | 2017-07-24 | 2020-04-17 |
| 6 | HONG TAI CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2023-09-06 | 2023-10-25 |
| 7 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2010-11-24 | 2011-07-12 | Rep | Dealing in securities | 2010-11-24 | 2011-07-12 |
| 8 | Sunny Fortune Capital Limited | Rep | Advising on corporate finance | 2021-01-11 | 2021-02-18 | Rep | Dealing in securities | 2021-01-11 | 2021-02-18 | Rep | Advising on securities | 2021-01-11 | 2023-01-25 | RO | Advising on corporate finance | 2021-02-18 | 2023-01-25 | RO | Dealing in securities | 2021-02-18 | 2023-01-25 |
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