Pun, Kam Man 潘錦民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-07 | 2010-12-09 | Rep | Dealing in securities | 2010-06-07 | 2010-12-09 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-11 | 2012-07-26 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-11 | 2012-07-26 |
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