Lam, Kin Pan 林健斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2015-04-27 | 2023-08-31 |
| 2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in futures contracts | 2004-02-26 | Rep | Dealing in futures contracts | 2015-03-24 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-02-26 | Rep | Leveraged foreign exchange trading | 2015-05-28 |
| 4 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-12-02 | 2014-07-25 |
| 5 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-02 | 2014-07-25 |
| 6 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-05-16 | |
| 7 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-05-16 | |
| 8 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-23 | 2009-11-22 |
| 9 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-23 | 2009-11-22 |
| 10 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-04-19 | 2006-09-06 |
| 11 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-04-19 | 2006-09-06 |
| 12 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2019-11-19 | |
| 13 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-02-26 | Rep | Dealing in securities | 2015-03-24 | Rep | Advising on securities | 2018-08-16 | Rep | Asset management | 2023-11-08 |
| 14 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-11-11 | 2015-03-06 |
| 15 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-11-11 | 2015-03-06 |
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