Poon, Raymond Pak Ho 潘柏豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-10 | 2012-09-27 | Rep | Dealing in securities | 2009-08-10 | 2012-09-27 | RO | Advising on corporate finance | 2012-09-27 | 2015-10-24 | RO | Dealing in securities | 2012-09-27 | 2015-10-24 | Rep | Advising on securities | 2014-06-24 | 2015-10-24 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-02 | 2015-05-12 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-11-23 | Rep | Advising on corporate finance | 2009-04-16 | Rep | Advising on securities | 2009-04-16 | Rep | Dealing in securities | 2009-04-16 |
| 4 | Trinity Corporate Finance Limited (VG) | RO | Advising on corporate finance | 2019-01-07 | 2020-05-04 |
| 5 | Trinity Financial Group Limited | RO | Dealing in securities | 2019-01-07 | 2019-10-16 |
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