Tsao, Thomas Shui Cheong 曹瑞昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-04-14 | 2015-10-06 | Rep | Advising on securities | 2011-08-11 | 2015-10-06 | Rep | Dealing in securities | 2012-08-31 | 2015-10-06 |
| 2 | DRAGON INVESTMENT ADVISORY COMPANY LIMITED | RO | Asset management | 2016-09-27 | 2022-03-31 | RO | Advising on securities | 2018-02-28 | 2022-03-31 | RO | Dealing in securities | 2018-02-28 | 2022-03-31 |
| 3 | ZhongYi Investment Managers Limited | RO | Advising on securities | 2023-06-13 | RO | Asset management | 2023-06-13 |
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