Kung, Wai Ling 龔偉凌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Averest Capital Limited | Rep | Dealing in securities | 2020-11-12 | 2021-03-22 | RO | Advising on securities | 2020-11-12 | 2021-03-22 | RO | Asset management | 2020-11-12 | 2021-03-22 |
| 2 | CVG Capital Co, Limited | RO | Advising on securities | 2022-07-04 | 2024-02-23 | RO | Asset management | 2022-07-04 | 2024-02-23 |
| 3 | Glory Sun Securities Limited | RO | Advising on corporate finance | 2017-01-12 | 2017-07-31 |
| 4 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on corporate finance | 2016-08-21 | RO | Advising on securities | 2016-08-21 | RO | Asset management | 2009-09-14 | 2016-08-21 |
| 5 | Ping An of China Capital (Hong Kong) Company Limited | RO | Advising on corporate finance | 2010-12-07 | 2012-08-31 |
| 6 | QH CAPITAL LIMITED | RO | Advising on corporate finance | 2019-05-31 | 2020-06-30 | RO | Advising on securities | 2020-01-17 | 2020-06-30 |
| 7 | Quam Securities Limited | Rep | Dealing in securities | 2017-08-18 | 2019-03-20 | RO | Advising on corporate finance | 2017-08-18 | 2019-03-20 |
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