Yan, Sin Hang 殷善衡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2011-04-07 | 2013-05-24 | Rep | Dealing in securities | 2011-04-07 | 2013-05-24 |
| 2 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-08-09 | 2019-02-26 | RO | Advising on corporate finance | 2019-02-26 | 2023-03-04 | Rep | Dealing in securities | 2020-12-02 | 2023-03-04 |
| 3 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-08-09 | 2020-12-28 |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-01-18 | 2011-02-16 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2010-01-18 | 2011-02-16 |
| 6 | MAXA CAPITAL LIMITED | Rep | Dealing in securities | 2023-08-23 | Rep | Advising on corporate finance | 2023-08-23 | 2023-11-22 | RO | Advising on corporate finance | 2023-11-22 |
| 7 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2013-06-04 | 2014-01-11 |
| 8 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2013-06-04 | 2014-01-11 |
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