Chan, Timmy Tsz Yan 陳子欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-10-12 | 2019-01-10 | Rep | Dealing in securities | 2008-03-28 | 2019-01-10 | RO | Advising on securities | 2019-01-10 | RO | Dealing in securities | 2019-01-10 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-30 | 2007-09-28 | Rep | Advising on securities | 2007-08-28 | 2007-09-28 | Rep | Leveraged foreign exchange trading | 2007-09-25 | 2007-09-28 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-05-23 | 2007-06-14 |
| 4 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-01-26 | 2006-12-30 | Rep | Asset management | 2005-01-26 | 2006-12-30 | Rep | Dealing in securities | 2005-01-26 | 2006-12-30 |
| 5 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-01-04 | 2007-03-31 | Rep | Asset management | 2007-01-04 | 2007-03-31 |
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