Yau, Sze Kin 邱詩健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Family Office Limited | Rep | Advising on securities | 2019-11-18 | Rep | Asset management | 2019-11-18 | Rep | Dealing in securities | 2019-11-18 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2007-11-08 | 2011-11-10 | Rep | Dealing in securities | 2007-11-08 | 2012-08-27 | Rep | Dealing in futures contracts | 2009-11-24 | 2012-08-27 | Rep | Leveraged foreign exchange trading | 2012-07-26 | 2012-08-27 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-08-03 | 2007-10-16 |
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