Poon, Fanny Lai Fan 潘麗芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-11-30 | 2013-08-05 | Rep | Dealing in securities | 2010-11-30 | 2013-08-05 | Rep | Leveraged foreign exchange trading | 2011-06-22 | 2013-08-05 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-02-06 | 2010-11-27 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-08-04 | 2010-11-27 |
| 4 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2008-01-28 | 2010-11-27 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-01-28 | 2010-11-27 |
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