Lau, Ka Ngai 劉家藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-12 | 2017-07-26 | Rep | Dealing in securities | 2006-04-12 | 2017-07-26 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-12-24 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-12-24 | 2006-04-04 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-12-24 | 2004-02-19 | Rep | Dealing in securities | 2003-12-24 | 2006-04-04 |
| 4 | China Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-08-11 | 2017-09-30 | Rep | Dealing in securities | 2017-08-11 | 2017-09-30 |
| 5 | SPDB International Capital Limited | Rep | Dealing in securities | 2018-04-04 | 2020-04-16 |
| 6 | SPDB International Securities Limited | Rep | Dealing in securities | 2020-03-24 |
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