Lai, Kwok Ho (SFC:AHC357) 黎國豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-27 | 2011-09-21 | Rep | Dealing in securities | 2011-01-27 | 2011-09-21 | Rep | Leveraged foreign exchange trading | 2011-06-08 | 2011-09-21 |
| 2 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-10-11 | |
| 3 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-11 | |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-09-03 | |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in futures contracts | 2010-09-03 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-05 | Rep | Advising on securities | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in securities | 2010-09-03 |
| 7 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-24 | 2011-01-18 |
| 8 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-24 | 2011-01-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy