Chan, Suk Fong (SFC:AEI295) 陳淑芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-10-16 | 2017-12-18 | Rep | Dealing in securities | 2017-10-16 | 2017-12-18 | RO | Dealing in futures contracts | 2017-12-18 | 2018-04-24 | RO | Dealing in securities | 2017-12-18 | 2018-04-24 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-27 | 2017-10-04 | Rep | Dealing in securities | 2006-04-27 | 2017-10-04 | Rep | Leveraged foreign exchange trading | 2012-08-01 | 2014-11-24 |
| 3 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2004-11-11 | 2006-04-13 |
| 4 | Funderstone Securities Limited | Rep | Dealing in securities | 2004-11-11 | 2006-04-13 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-05-02 | Rep | Dealing in futures contracts | 2018-05-02 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-02 | Rep | Dealing in securities | 2018-05-02 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Automated trading services | 2003-08-12 | Rep | Dealing in futures contracts | 2004-09-23 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Automated trading services | 2003-08-12 | Rep | Dealing in securities | 2004-09-23 |
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