Hang, David Kwong Lam 幸廣林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPINE SECURITIES LIMITED | RO | Advising on securities | 2018-07-31 | 2022-08-08 | RO | Dealing in securities | 2018-07-31 | 2022-08-08 |
| 2 | BOCI Bullion Company Limited | RO | Advising on corporate finance | 2003-06-10 | RO | Advising on securities | 2003-06-10 | RO | Asset management | 2003-06-10 | RO | Automated trading services | 2004-05-27 | RO | Dealing in securities | 2006-12-31 |
| 3 | BOCI COMMODITIES & FUTURES LIMITED | RO | Advising on futures contracts | 2003-06-10 | RO | Asset management | 2003-06-10 | RO | Dealing in futures contracts | 2012-10-01 | RO | Advising on futures contracts | 2005-01-18 | 2012-10-01 |
| 4 | BOCI SECURITIES LIMITED | RO | Advising on corporate finance | 2003-06-10 | RO | Advising on securities | 2003-06-10 | RO | Asset management | 2003-06-10 | RO | Dealing in securities | 2012-10-01 | RO | Advising on securities | 2004-10-29 | 2012-10-01 | RO | Advising on futures contracts | 2005-10-06 | 2012-10-01 | RO | Dealing in futures contracts | 2005-10-06 | 2012-10-01 | RO | Leveraged foreign exchange trading | 2011-02-25 | 2012-10-01 |
| 5 | Goldin Equities Limited | RO | Dealing in securities | 2003-06-10 | 2006-01-26 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on futures contracts | 2015-09-30 | 2015-11-17 | Rep | Advising on securities | 2015-09-30 | 2015-11-17 | Rep | Dealing in futures contracts | 2015-09-30 | 2015-11-17 | Rep | Dealing in securities | 2015-09-30 | 2015-11-17 | RO | Advising on futures contracts | 2015-11-17 | 2017-02-12 | RO | Advising on securities | 2015-11-17 | 2017-02-12 | RO | Dealing in futures contracts | 2015-11-17 | 2017-02-12 | RO | Dealing in securities | 2015-11-17 | 2017-02-12 | RO | Advising on futures contracts | 2017-02-13 | 2018-05-01 | RO | Advising on securities | 2017-02-13 | 2018-05-01 | RO | Dealing in futures contracts | 2017-02-13 | 2018-05-01 | RO | Dealing in securities | 2017-02-13 | 2018-05-01 | RO | Leveraged foreign exchange trading | 2017-02-13 | 2018-05-01 |
| 7 | Tung Shing Futures (Brokers) Limited | RO | Dealing in futures contracts | 2016-10-27 | 2017-02-12 |
| 8 | Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2016-10-27 | 2017-02-12 | RO | Leveraged foreign exchange trading | 2016-10-27 | 2017-02-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy