Yang, Fan (SFC:APF030) 楊帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-07-03 | 2013-06-16 |
| 2 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-02-04 | 2013-06-16 |
| 3 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2013-02-04 | 2013-06-16 |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-01-02 | 2013-06-16 | Rep | Dealing in securities | 2013-01-02 | 2013-06-16 |
| 5 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2013-11-27 | 2018-05-10 | RO | Advising on futures contracts | 2018-05-10 | 2020-04-17 | RO | Dealing in futures contracts | 2018-05-10 | 2020-04-17 |
| 6 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-11-27 | 2018-05-10 | Rep | Dealing in securities | 2013-11-27 | 2018-05-10 | RO | Advising on corporate finance | 2018-05-10 | 2020-04-17 | RO | Advising on securities | 2018-05-10 | 2020-04-17 | RO | Asset management | 2018-05-10 | 2020-04-17 | RO | Dealing in futures contracts | 2018-05-10 | 2020-04-17 | RO | Dealing in securities | 2018-05-10 | 2020-04-17 |
| 7 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2013-11-27 | 2018-05-10 | Rep | Asset management | 2013-11-27 | 2018-05-10 | RO | Advising on securities | 2018-05-10 | 2020-04-17 | RO | Asset management | 2018-05-10 | 2020-04-17 |
| 8 | CMS CAPITAL (HK) CO., LIMITED | RO | Advising on securities | 2018-05-10 | 2020-04-17 | RO | Asset management | 2018-05-10 | 2020-04-17 |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-06-02 | 2022-11-23 |
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