Yuen, William 袁家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-08-20 | 2011-11-18 | Rep | Automated trading services | 2009-11-26 | 2011-11-18 | Rep | Automated trading services | 2015-08-17 | 2015-11-30 | Rep | Dealing in securities | 2015-08-17 | 2023-04-11 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2012-05-15 | 2015-08-06 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2023-05-09 |
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