Sanft, Erwin Ralph (SFC:AED179) 歐文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-07-02 | 2006-08-03 | RO | Advising on securities | 2006-08-03 | 2007-05-02 | Rep | Advising on securities | 2007-05-02 | 2012-10-05 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2004-06-25 | |
| 3 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2018-01-22 | 2020-06-30 | Rep | Asset management | 2018-01-22 | 2020-06-30 | Rep | Dealing in securities | 2018-01-22 | 2020-06-30 |
| 4 | INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2017-10-04 | 2018-01-02 | Rep | Asset management | 2017-10-04 | 2018-01-02 | Rep | Asset management | 2022-03-08 | 2022-05-26 | RO | Asset management | 2022-05-26 | RO | Advising on securities | 2023-01-18 |
| 5 | INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-03-27 | 2018-01-02 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2015-02-16 | 2017-01-16 |
| 7 | Privium Fund Management (HK) Limited | Rep | Asset management | 2020-10-19 | 2021-05-31 |
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