Le, Xue 樂雪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-09-06 | 2012-02-29 |
| 2 | CAIDAO CAPITAL LIMITED | Rep | Advising on securities | 2012-11-12 | 2013-08-19 | Rep | Asset management | 2012-11-12 | 2013-08-19 |
| 3 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-08-30 | 2014-10-05 | Rep | Asset management | 2013-08-30 | 2014-10-05 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2020-03-12 | 2020-06-18 | Rep | Dealing in securities | 2020-03-12 | 2020-06-18 |
| 5 | Huarong International Asset Management Limited | Rep | Asset management | 2016-01-12 | 2017-03-08 |
| 6 | Huarong International Securities Limited | Rep | Advising on securities | 2016-01-12 | 2017-03-08 |
| 7 | Hywin Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-01-03 | 2018-06-20 | Rep | Asset management | 2018-01-03 | 2018-06-20 |
| 8 | NEXUS INVESTMENT MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2015-01-16 | 2015-07-14 | Rep | Asset management | 2015-01-16 | 2015-07-14 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-09-17 | 2011-08-31 |
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