Cheng, Charles Yo-chuan 鄭又銓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-07-12 | 2011-11-18 |
| 2 | Clarity Investment Partners Limited | RO | Asset management | 2017-09-26 | |
| 3 | DL SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-08-05 | 2014-08-01 |
| 4 | Oneday Asset Management Limited | Rep | Asset management | 2014-10-28 | 2017-06-30 |
| 5 | Vision Capital Investment Management Limited | Rep | Asset management | 2004-09-21 | 2008-04-30 | Rep | Dealing in securities | 2004-09-21 | 2008-04-30 | Rep | Advising on securities | 2008-01-25 | 2008-04-30 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2008-11-14 | 2010-07-01 | Rep | Dealing in securities | 2008-11-14 | 2010-07-01 |
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