Liu, Qiuyi 劉秋漪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2013-11-01 | 2014-06-03 | Rep | Dealing in securities | 2013-11-01 | 2014-06-03 |
| 2 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2011-08-01 | 2013-10-16 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-28 | 2013-10-16 |
| 4 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-09-26 | 2016-05-27 | Rep | Advising on securities | 2014-09-26 | 2016-05-27 | Rep | Dealing in securities | 2014-09-26 | 2016-05-27 | Rep | Advising on corporate finance | 2019-01-16 | 2023-07-25 | Rep | Advising on securities | 2019-01-16 | 2023-07-25 | Rep | Dealing in securities | 2019-01-16 | 2023-07-25 |
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