Shiu, Carmen Yin Man 邵燕文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2008-02-25 | 2019-12-31 | Rep | Dealing in futures contracts | 2008-06-26 | 2019-12-31 |
| 2 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2020-04-01 | Rep | Dealing in securities | 2020-04-01 |
| 3 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2005-10-03 | 2008-01-14 | Rep | Dealing in securities | 2007-04-30 | 2008-01-14 |
| 4 | MF Global Securities HK Limited | Rep | Dealing in securities | 2005-10-03 | 2007-04-30 |
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