Tse, Colin Koon Nang 謝貫能
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Asset management | 2009-09-07 | 2010-12-13 | Rep | Dealing in securities | 2009-09-07 | 2010-12-13 |
| 2 | Allianz Global Investors Hong Kong Limited | Rep | Asset management | 2009-09-07 | 2010-02-08 | Rep | Dealing in securities | 2009-09-07 | 2010-02-08 |
| 3 | Amundi Hong Kong Limited | Rep | Advising on securities | 2010-12-28 | 2012-06-01 | Rep | Asset management | 2010-12-28 | 2012-06-01 | Rep | Dealing in securities | 2010-12-28 | 2012-06-01 |
| 4 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2019-04-16 | 2021-10-19 | Rep | Dealing in securities | 2019-04-16 | 2021-10-19 | RO | Advising on securities | 2021-10-19 | 2022-11-08 | RO | Dealing in securities | 2021-10-19 | 2022-11-08 |
| 5 | Conning Asia Pacific Limited | Rep | Advising on securities | 2013-01-28 | 2016-09-29 | Rep | Dealing in securities | 2013-01-28 | 2016-09-29 | RO | Advising on securities | 2016-09-29 | 2018-11-23 | RO | Asset management | 2016-09-29 | 2018-11-23 | RO | Dealing in securities | 2016-09-29 | 2018-11-23 |
| 6 | Pictet Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-06-08 | 2012-12-06 | Rep | Dealing in securities | 2012-06-08 | 2012-12-06 |
| 7 | PJT Partners (HK) Limited | Rep | Dealing in securities | 2022-12-22 |
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