Yee, Jack Sam
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-29 | 2015-09-09 | Rep | Dealing in securities | 2011-08-29 | 2015-09-09 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2006-12-21 | 2008-09-29 | Rep | Dealing in securities | 2006-12-21 | 2008-09-29 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-12-21 | 2008-09-29 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2016-01-04 | 2016-12-19 | Rep | Advising on corporate finance | 2016-02-01 | 2018-10-15 | RO | Dealing in securities | 2016-12-19 | RO | Advising on corporate finance | 2018-10-15 |
| 5 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-02-01 | 2017-03-31 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2011-05-28 | Rep | Dealing in securities | 2008-10-10 | 2011-05-28 |
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