So, Ka Ho Benjamin 蘇家灝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-09-16 | 2013-05-02 | Rep | Dealing in securities | 2011-09-16 | 2013-05-02 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-07-04 | 2017-09-05 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-07-04 | 2017-09-05 | Rep | Dealing in securities | 2016-07-04 | 2017-09-05 |
| 4 | Primas Asset Management Limited | Rep | Advising on securities | 2020-07-06 | Rep | Asset management | 2020-07-06 |
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